Lyn Horowitz
Director of Compliance
Lyn’s objective is to ensure the firm, its advisors, and staff are compliant with our internal policies and procedures and all regulatory and state requirements. She develops processes to maintain up-to-date compliance standard practices and remains in contact with our affiliated advisors on a daily basis.
Lyn remains updated regarding the formality of all policies and regulations and how they are practically applied to everyday advisor usage in an ever-changing environment. Lyn holds her FINRA Series 7 and 24 licenses, along with her Florida 2-15 license.
What’s the greatest lesson you’ve learned in life thus far?
Embrace the todays. Accept the yesterdays. Look forward to the tomorrows. Remember that tomorrow never comes and yesterday is forever gone.
If you could have any one super power, what would it be?
Strength and Endurance — finding ways and strength to embrace and work through challenges to find a positive outcome, even in the face of adversity.
What is something unrelated to your job that you love doing?
When it’s just me, it’s music — I play both piano and guitar. When it’s with others, it’s sports — tennis, skating, skiing and bowling.
What is your favorite food?
A toss-up: pizza, beignets, French fries, and chocolate for junk food. For dinner: chicken parmigiana.
What is the #1 song on your playlist?
“Somewhere Only We Know” by Keane.
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